Filing Details

Accession Number:
0001209191-14-064287
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-22 15:53:44
Reporting Period:
2014-10-20
Filing Date:
2014-10-22
Accepted Time:
2014-10-22 15:53:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071625 Dover Saddlery Inc DOVR Retail-Miscellaneous Shopping Goods Stores (5940) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344341 Ar Jonathan Grylls 525 Great Rd
Littleton MA 01460
Chief Strategy Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-20 38,665 $1.94 179,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2014-10-20 38,665 $1.94 38,665 $1.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,845 2014-12-29 No 4 C Direct
Footnotes
  1. The reporting person transferred 54,735 shares of the issuer's Common Stock (the "Shares") to The Jonathan Andrew Richard Grylls Living Trust u/d/t dated September 27, 2006 (the "Trust"), of which the reporting person is one of the Trustees. The reporting person continues to have a pecuniary interest in the Trust, as the beneficiary of the Trust, has investment control over the Shares; and as the settlor of the Trust, has the right to revoke the Trust without the consent of another person.Includes (i) 54,735 shares of the issuer's Common Stock (the "Shares") held by the Trust, as the result of the transfer reported hereby, and (ii) 124,265 Shares held by the reporting person individually after exercising Incentive Stock Option to purchase a total of 38,665 shares of Common Stock, as reported in Table II.
  2. All options had vested at end of 5-year vesting schedule on December 29, 2009.
  3. Reflects total outstanding Incentive Stock Options held by this reporting person as pf 10/22/2014. Together with Non-Qualified Stock Options the total stock options held by this reporting person as of 10/22/2014 equals 112,285.