Filing Details

Accession Number:
0001618229-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-21 15:20:10
Reporting Period:
2014-10-17
Filing Date:
2014-10-21
Accepted Time:
2014-10-21 15:20:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST Services-Prepackaged Software (7372) 043837082
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618229 B Eric Ludwig C/O Rosetta Stone Inc.
1919 North Lynn Street, 7Th Floor
Arlington VA 22209
Sr. Vp, Consumer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-17 174 $9.01 15,052 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. 174 shares of common stock were sold pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 565 shares of 2,262 shares of restricted common stock issued to Mr. Ludwig on October 15, 2010.
  2. Includes 8,811 shares of restricted common stock on which the restrictions have not yet lapsed.