Filing Details

Accession Number:
0001209191-14-064075
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-21 11:40:20
Reporting Period:
2014-10-17
Filing Date:
2014-10-21
Accepted Time:
2014-10-21 11:40:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1377936 Saratoga Investment Corp. SAR () 204876925
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205634 Iii Cabell George Williams 5422 Albia Road
Bethesda MD 20816
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-17 1,000 $14.95 21,409 No 4 S Direct
Common Stock Disposition 2014-10-17 1,033 $14.85 20,376 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct