Filing Details

Accession Number:
0001209191-14-064023
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-20 18:28:36
Reporting Period:
2014-10-20
Filing Date:
2014-10-20
Accepted Time:
2014-10-20 18:28:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1613665 Great Western Bancorp Inc. GWB State Commercial Banks (6022) 471308512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
833029 Ltd Bank Australia National Level 1, 800 Bourke Street
Docklands, Victoria C3 3008
Yes No Yes No
1622163 National Americas Holdings Llc 245 Park Avenue
New York NY 10167
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-10-20 18,400,000 $16.97 39,486,114 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. Effective October 17, 2014, Great Western Bancorp, Inc. (the "Company") amended and restated its certificate of incorporation to give effect to a 578,861.14-for-1 stock split. On October 20, 2014, National Americas Holdings LLC ("NAH"), a wholly owned subsidiary of National Australia Bank Limited ("NAB"), sold 18,400,000 shares of common stock, par value $0.01 per share ("Common Stock"), of the Company in connection with the Company's initial public offering at a price of $16.965 per share.
  2. These securities are owned of record by NAH. NAB, as the ultimate parent of NAH, is deemed to beneficially own all shares of Common Stock. The board of directors of NAB has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by NAH. Each of NAB and NAH may be deemed a director by deputization of the Company.