Filing Details

Accession Number:
0001445546-14-005097
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-20 12:16:21
Reporting Period:
2014-10-16
Filing Date:
2014-10-20
Accepted Time:
2014-10-20 11:16:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403275 First Trust Dividend & Income Fund FAV () 392057966
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241134 R Thomas Kadlec C/o First Trust Advisors Lp
120 East Liberty Drive, Suite 400
Wheaton IL 60187
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2014-10-16 168 $8.50 168 No 4 P Direct
Common Shares Acquisiton 2014-10-17 1,832 $8.62 2,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct