Filing Details
- Accession Number:
- 0001490660-14-000191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-17 19:33:50
- Reporting Period:
- 2014-10-15
- Filing Date:
- 2014-10-17
- Accepted Time:
- 2014-10-17 19:33:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484757 | Margo Smith | 901 Mariners Island Blvd San Mateo CA 94404 | Svp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-10-15 | 2,020 | $29.50 | 30,180 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-10-16 | 1,855 | $29.13 | 28,325 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-10-16 | 1,500 | $29.85 | 26,825 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares withheld by Marketo, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. No shares were sold.
- These shares were sold pursuant to a 10b5-1 plan entered into by Ms. Smith on May 30, 2014.
- This transaction was executed in multiple trades at prices ranging from $28.70 to $29.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $29.70 to $30.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
