Filing Details

Accession Number:
0000950142-14-002074
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-16 18:54:55
Reporting Period:
2014-10-14
Filing Date:
2014-10-16
Accepted Time:
2014-10-16 18:54:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297989 Exlservice Holdings Inc. EXLS Services-Business Services, Nec (7389) 820572194
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374134 Pavan Bagai 280 Park Avenue
New York NY 10017
President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-10-14 12,110 $8.75 119,681 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-10-14 30,000 $11.88 149,681 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-10-14 42,110 $26.09 107,571 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-10-15 12,890 $8.75 120,461 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-10-15 12,890 $26.32 107,571 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2014-10-14 12,110 $0.00 12,110 $8.75
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2014-10-14 30,000 $0.00 30,000 $11.88
Common Stock, Par Value $0.001 Per Share Employee Stock Options (right to buy) Disposition 2014-10-15 12,890 $0.00 12,890 $8.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,890 2019-02-10 No 4 M Direct
0 2016-07-26 No 4 M Direct
0 2019-02-10 No 4 M Direct
Footnotes
  1. On October 14, 2014 the reporting person exercised previously issued options to purchase an aggregate of 42,110 shares of common stock of ExlService Holdings, Inc.
  2. This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
  3. This transaction was executed in multiple trades at prices ranging from $26.00 to $26.24 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. On October 15, 2014 the reporting person exercised previously issued options to purchase an aggregate of 12,890 shares of common stock of ExlService Holdings, Inc.
  5. This transaction was executed in multiple trades at prices ranging from $26.04 to $26.52 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  6. 12,890 of these options are currently vested and exercisable.
  7. 30,000 of these options were fully vested and exercised.
  8. 12,890 of these options were fully vested and exercised.