Filing Details
- Accession Number:
- 0001209191-14-063511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-16 16:18:37
- Reporting Period:
- 2014-10-14
- Filing Date:
- 2014-10-16
- Accepted Time:
- 2014-10-16 16:18:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910068 | Western Asset High Income Opportunity Fund Inc. | HIO | () | 133735236 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240631 | R William Hutchinson | 620 Eighth Avenue 49Th Floor New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-10-14 | 4,000 | $5.71 | 0 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2014-10-14 | 16,000 | $5.71 | 7,536 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Direct |
Footnotes
- Originally purchased by Mr. Hutchinson for the benefit of his wife. These shares were previously reported as directly owned by Mr. Hutchinson.
- Includes shares acquired pursuant to (i) the Fund's Dividend Reinvestment Plan and (ii) the Fund's merger with Western Asset High Income Fund Inc. Mr. Hutchinson undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Billionaire Hedge Funds
