Filing Details

Accession Number:
0001181431-14-034312
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-15 17:31:28
Reporting Period:
2014-10-15
Filing Date:
2014-10-15
Accepted Time:
2014-10-15 17:31:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879407 Arrowhead Research Corp ARWR Services-Commercial Physical & Biological Research (8731) 460408024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423029 Richard Christopher Anzalone 225 South Lake Avenue, Suite 1050
Pasadena CA 91101
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-15 16,000 $6.32 260,173 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents the weighted average price at which shares were sold within a range between $6.02 and $6.51. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
  2. Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.