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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1611702	Om Asset Management Plc	OMAM	Investment Advice (6282)	981179929

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1620712	Ltd (Uk) Group Om	5Th Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares, Nominal Value $0.001	Disposition	2014-10-10	1,212,766	$14.00	118,787,234	No	4	J	Direct
Ordinary Shares, Nominal Value $0.001	Disposition	2014-10-15	22,000,000	$14.00	96,787,234	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	S	Direct

Footnotes

OM Group (UK) Limited transferred 1,212,766 ordinary shares of OM Asset Management plc ( the "Company") to certain employees of a subsidiary of the Company in exchange for the forfeiture of a number of ordinary shares of Old Mutual plc held by such employees of equal value pursuant to an employee exchange program. No cash was exchanged. The exchange program valued the Company's ordinary shares at the price sold to investors in the initial public offering. The exchange program valued Old Mutual plc's ordinary shares using the weighted-average sale price of Old Mutual plc's ordinary shares over the three consecutive trading days on the London Stock Exchange up to and including the date of the Company's initial public offering.