Filing Details

Accession Number:
0001144354-14-000126
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-14 21:31:33
Reporting Period:
2014-09-12
Filing Date:
2014-10-14
Accepted Time:
2014-10-14 21:31:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1144354 Heartland Payment Systems Inc HPY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331716 Jr B H Robert Baldwin C/O Heartland Payment Systems, Inc.
90 Nassau Street
Princeton NJ 08542
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-10-13 20,000 $15.22 560,484 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-10-13 20,000 $50.09 540,484 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-09-12 1,100 $0.00 539,384 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Stock Option (Right To Buy) Common Stock Disposition 2014-10-13 20,000 $0.00 20,000 $15.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,092 2015-07-22 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014.
  2. This price is the weighted average price of the 20,000 shares sold. The prices actually paid for the shares of the Common Stock of Heartland Payment Systems, Inc. (the "Issuer") sold ranged from $49.85 to $50.41. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
  3. The Reporting Person is the indirect beneficial owner of 30,442 shares of the Issuer held by the Robert H.B Baldwin, Jr. Trust U/A/D June 30, 2004 (the "Trust"). The Reporting Person disclaims beneficial ownership of the securities held in the Trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  4. Gift to 501(c)(3) charitable organization.
  5. The option vested in four equal annual installments beginning on July 22, 2011.