Filing Details

Accession Number:
0001209191-14-062946
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-10 18:46:40
Reporting Period:
2014-10-08
Filing Date:
2014-10-10
Accepted Time:
2014-10-10 18:46:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010858 Fmsa Holdings Inc FMSA Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621011 D. Jenniffer Deckard 8834 Mayfield Road
Chesterland OH 44026
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-08 153,000 $3.57 5,066,850 No 4 M Direct
Common Stock Acquisiton 2014-10-08 74,188 $1.43 5,141,038 No 4 M Direct
Common Stock Disposition 2014-10-08 34,068 $15.16 5,106,970 No 4 F Direct
Common Stock Acquisiton 2014-06-03 3,400 $15.16 5,110,370 No 4 P Direct
Common Stock Disposition 2014-10-08 193,120 $15.16 4,917,250 No 4 S Direct
Common Stock Disposition 2014-10-08 285,430 $15.16 4,631,820 No 4 S Indirect See Footnote
Common Stock Disposition 2014-10-08 148,138 $15.16 4,483,682 No 4 S Indirect See Footnote
Common Stock Disposition 2014-10-08 148,138 $15.16 4,335,544 No 4 S Indirect See Footnote
Common Stock Acquisiton 2014-10-08 62,500 $15.16 4,398,044 No 4 P Direct
Restricted Stock Unit Acquisiton 2014-10-09 4,386 $0.00 4,402,430 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 P Direct
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-10-02 153,000 $0.00 153,000 $3.57
Common Stock Employee stock option (right to buy) Disposition 2014-10-02 74,188 $0.00 74,188 $1.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
102,000 2020-12-07 No 4 M Direct
333,812 2010-08-05 2019-10-02 No 4 M Direct
Footnotes
  1. The 3,400 shares were purchased with an agreed upon price of the initial public offering price less the underwriters' commission. As such, there were no profits realized in connection with the matchable sale on October 8, 2014 as those shares were sold for the same price.
  2. As trustee of the Jenniffer D. Deckard Family Trust U/A/D February 28, 2010
  3. As trustee of the Abby Jo Deckard Trust
  4. As trustee of the John Deckard Trust
  5. The restricted stock units become exercisable on October 2, 2019 but will be subject to accelerated vesting upon the achievement of certain pre-established cumulative EBITDA targets.
  6. The stock options became exercisable as to: (i) 51,000 of the shares on 12/31/11, (ii) 51,000 of the shares on 12/13/12 and (iii) 51,000 of the shares on 12/31/13. The remaining 102,000 shares will become fully exercisable on 12/07/17, but will be subject to accelerated vesting upon the achievement of certain pre-established EBITDA targets.