Filing Details

Accession Number:
0001209191-14-062945
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-10 18:42:55
Reporting Period:
2014-10-08
Filing Date:
2014-10-10
Accepted Time:
2014-10-10 18:42:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010858 Fmsa Holdings Inc FMSA Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213724 L Christopher Nagel 8834 Mayfield Road
Chesterland OH 44026
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-08 22,644 $5.68 22,644 No 4 M Direct
Common Stock Disposition 2014-10-08 8,058 $15.16 14,586 No 4 F Direct
Common Stock Disposition 2014-10-08 14,586 $15.16 0 No 4 S Direct
Restricted Stock Unit Acquisiton 2014-10-09 7,276 $0.00 7,276 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock options, right to purchase common shares Disposition 2014-10-08 22,644 $0.00 22,644 $5.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
232,356 2021-05-31 No 4 M Direct
Footnotes
  1. The restricted stock units vest on October 2, 2019 but will be subject to accelerated vesting upon the achievement of certain pre-established cumulative EBITDA targets.
  2. The stock options became exercisable as to: (i) 51,000 of the shares on 12/31/11, (ii) 51,000 of the shares on 12/31/12 and (iii) 51,000 on 12/31/13. The remaining 102,000 options will become fully exercisable on 05/31/18, but will be subject to accelerated vesting upon the achievement of certain pre-established EBITDA targets.