Filing Details

Accession Number:
0001209191-14-062944
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-10 18:41:27
Reporting Period:
2014-05-06
Filing Date:
2014-10-10
Accepted Time:
2014-10-10 18:41:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010858 Fmsa Holdings Inc FMSA Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621012 T. Van Smith 8834 Mayfield Road
Chesterland OH 44026
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-06 15,266 $11.15 585,004 No 4 P Direct
Common Stock Acquisiton 2014-05-20 15,300 $11.15 600,304 No 4 P Direct
Common Stock Acquisiton 2014-10-08 61,200 $3.57 661,504 No 4 M Direct
Common Stock Acquisiton 2014-10-08 3,400 $10.46 664,904 No 4 M Direct
Common Stock Disposition 2014-10-08 15,878 $15.16 649,026 No 4 F Direct
Common Stock Disposition 2014-10-08 78,200 $15.16 570,826 No 4 S Direct
Restricted Stock Unit Acquisiton 2014-10-09 7,276 $0.00 578,102 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2014-10-08 61,200 $0.00 61,200 $3.57
Common Stock Employee stock option (right to buy) Disposition 2014-10-08 3,400 $0.00 3,400 $10.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
95,200 2020-12-07 No 4 M Direct
81,600 2023-12-10 No 4 M Direct
Footnotes
  1. Mr. Smith's sale of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 30,566 shares of common stock, with Mr. Smith's purchase of 15,266 shares of common stock at a price of $11.15 on May 6, 2014 and 15,300 on May 20. Mr. Smith has agreed to pay to FMSA, upon settlement of the sale, $122,614.61, representing the full amount of the profit realized in connection with the short-swing transaction.
  2. The restricted stock units vest on October 2, 2019 but will be subject to accelerated vesting upon the achievement of certain pre-established cumulative EBITDA targets.
  3. The stock options became exercisable as to: (i) 31,280 of the shares on 12/31/11, (ii) 31,280 of the shares on 12/31/12 and (iii) 31,280 on 12/31/13. The remaining 62,560 options will become fully exercisable on 12/7/17, but will be subject to accelerated vesting upon the achievement of certain pre-established EBITDA targets.
  4. The stock options became exercisable as to 17,000 of the shares on 12/31/13. The remaining 68,000 options will become fully exercisable on 12/10/20, but will be subject to accelerated vesting upon the achievement of certain pre-established EBITDA targets.