Filing Details

Accession Number:
0001104659-14-071336
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-10 17:19:57
Reporting Period:
2014-06-23
Filing Date:
2014-10-10
Accepted Time:
2014-10-10 17:19:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1268533 Tortoise Energy Infrastructure Corp TYG () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
59252 Athene Annuity & Life Assurance Co 400 Brookfield Parkway
Greenville SC 29607
No No Yes No
837332 Athene Annuity & Life Co 7700 Mills Civic Parkway
West Des Moines IA 50266
No No Yes No
1051717 Athene Usa Corp 7700 Mills Civic Parway
West Des Moines IA 50266
No No Yes No
1527469 Ltd Holding Athene 96 Pitts Bay Road
Pembroke D0 HM08
No No Yes No
1590625 Athene Annuity & Life Assurance Co Of New York 69 Lydecker Street
Nyack NY 10960
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series C Mandatory Redeemable Preferred Stock Acquisiton 2014-06-23 250,000 $0.00 250,000 No 4 J Indirect See footnote
Series D Mandatory Redeemable Preferred Stock Acquisiton 2014-10-09 480,000 $10.00 480,000 No 4 P Indirect See footnote
Series E Mandatory Redeemable Preferred Stock Acquisiton 2014-10-09 280,000 $10.00 280,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. See Exhibit 99.1.