Filing Details

Accession Number:
0000914190-14-000414
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-10 17:40:27
Reporting Period:
2014-10-08
Filing Date:
2014-10-10
Accepted Time:
2014-10-10 16:40:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7623 Arts Way Manufacturing Co Inc ARTW Farm Machinery & Equipment (3523) 420920725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467401 R Joseph Dancy 1007 Beaver Creek Drive
Duncanville TX 75137
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-09 8,000 $4.99 50,000 No 4 S Direct
Common Stock Disposition 2014-10-08 16,000 $5.01 42,000 No 4 S Indirect As sole owner of general partner of LSGI Technology Venture Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect As sole owner of general partner of LSGI Technology Venture Fund, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,000 Indirect Joseph R. Dancy IRA
Common Stock 53,000 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $6.75 2012-04-26 2022-04-26 2,000 2,000 Direct
Common Stock Stock Option (Right to Buy) $6.40 2013-04-25 2023-04-25 2,000 2,000 Direct
Common Stock Stock Option (Right to Buy) $6.15 2014-04-29 2024-04-29 2,000 2,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-26 2,000 2,000 Direct
2023-04-25 2,000 2,000 Direct
2024-04-29 2,000 2,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.86 to $5.22 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing Co., Inc., any security holder of Art's-Way Manufacturing Co., Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.80 to $5.11 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing Co., Inc., any security holder of Art's-Way Manufacturing Co., Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therin.