Home > Insider Trading > Filing (0001387131-14-003408)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422183	Fs Investment Corp	FSIC	()	261630040

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1337134	P Gregory Chandler	C/O Fs Investment Corp. Cira Centre 2929 Arch Street, Suite 675 Philadelphia PA 19103		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-10-08	1,449	$10.35	2,898	No	4	P	Indirect	In 401(k) account
Common Stock	Acquisiton	2014-10-08	483	$10.35	483	No	4	P	Indirect	By Spouse as UTMA custodian for minor child-1
Common Stock	Acquisiton	2014-10-08	483	$10.35	483	No	4	P	Indirect	By Spouse as UTMA custodian for minor child-2

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	In 401(k) account
No	4	P	Indirect	By Spouse as UTMA custodian for minor child-1
No	4	P	Indirect	By Spouse as UTMA custodian for minor child-2

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	483	Indirect	By Spouse in 401(k) account

Footnotes

The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2014 in multiple transactions each at $10.35. The shares were acquired under the GCVC Consulting 401(k) plan.
Includes 1,449 shares inadvertently reported as directly owned in a Form 4 filed on August 5, 2014.
The purchases were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person on September 12, 2014 as custodian for a minor child under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The purchases were effected pursuant to a Rule 10b5-1 trading adopted by the spouse of the reporting person on September 12, 2014 as custodian for a minor child under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.