Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-10-10 16:36:24
Reporting Period:
Filing Date:
Accepted Time:
2014-10-10 15:36:24
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1610092 Diplomat Pharmacy Inc. DPLO Retail-Drug Stores And Proprietary Stores (5912) 382063100
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418307 Sean Whelan 4100 S. Saginaw Street
Flint MI 48507
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-09 2,000 $13.00 2,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option to Acquire Common Stock Acquisiton 2014-10-09 100,000 $0.00 100,000 $13.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2024-10-09 No 4 A Direct
  1. The shares of common stock were purchased in connection with, and will be issued upon the closing of, the Issuer's inital public offering.
  2. The stock options were granted in connection with the Issuer's initial public offering.
  3. The stock options will vest in annual increments of 25% of the option grant beginning on the one-year anniversary of the grant date.