Filing Details

Accession Number:
0001596771-14-000088
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-10 15:27:37
Reporting Period:
2014-10-09
Filing Date:
2014-10-10
Accepted Time:
2014-10-10 15:27:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610092 Diplomat Pharmacy Inc. DPLO Retail-Drug Stores And Proprietary Stores (5912) 382063100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619009 M Jeffrey Rowe 4100 S. Saginaw Street
Flint MI 48507
Evp Of Operations Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-09 208,333 $13.00 1,662,784 No 4 S Direct
Common Stock Disposition 2014-10-09 208,333 $13.00 344,167 No 4 S Indirect Rowe Family Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Rowe Family Trusts
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 59,500 Indirect Irrevocable Exempt Trust for Daughter
Common Stock 59,500 Indirect Irrevocable Exempt Trust for Son
Common Stock 59,500 Indirect Irrevocable Exempt Trust for Son
Common Stock 59,500 Indirect Irrevocable Exempt Trust for Daughter
Common Stock 59,500 Indirect Irrevocable Exempt Trust for Son
Common Stock 127,500 Indirect Rowe Charitable Remainder Unitrust
Footnotes
  1. Reflects the conversion of shares of Class B nonvoting common stock into shares of Common Stock on a 1:1 basis and a stock split that will be effected as a stock dividend of 8,500 shares for each share of common stock which will occur immediately prior to the completion of the Issuer's inital public offering.