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Filing Details

Accession Number:: 0001191901-11-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-01-12 17:48:13
Reporting Period:: 2010-01-21

Filing Date:: 2011-01-12
Accepted Time:: 2011-01-12 17:48:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
727273	Cadiz Inc	CDZI	Water Supply (4941)	770313235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1191901	J Timothy Shaheen	550 South Hope Street Ste 2850 Los Angeles CA 90071	Chief Financial Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-01-21	2,000	$0.00	65,663	No	5	G	Direct
Common Stock	Acquisiton	2010-01-21	2,000	$0.00	2,000	No	5	G	Indirect	By Trust
Common Stock	Disposition	2010-01-21	2,000	$0.00	63,663	No	5	G	Direct
Common Stock	Acquisiton	2010-01-21	2,000	$0.00	2,000	No	5	G	Indirect	By Trust
Common Stock	Acquisiton	2011-01-10	40,000	$0.00	103,663	No	4	A	Direct
Common Stock	Disposition	2011-01-11	1,663	$0.00	102,000	No	4	G	Direct
Common Stock	Acquisiton	2011-01-11	1,663	$0.00	3,663	No	4	G	Indirect	By Trust
Common Stock	Disposition	2011-01-11	2,000	$12.15	1,663	No	4	S	Indirect	By Trust
Common Stock	Disposition	2011-01-11	2,000	$0.00	100,000	No	4	G	Direct
Common Stock	Acquisiton	2011-01-11	2,000	$0.00	4,000	No	4	G	Indirect	By Trust
Common Stock	Disposition	2011-01-11	2,000	$12.15	2,000	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	By Trust
No	5	G	Direct
No	5	G	Indirect	By Trust
No	4	A	Direct
No	4	G	Direct
No	4	G	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	G	Direct
No	4	G	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2010-01-14	100,000	$0.00	100,000	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
100,000		2020-01-14	No	4	A	Direct

Footnotes

2,000 shares were gifted by the Reporting Person to a trust for the benefit of the Reporting Person's son. The Reporting Person is custodian of this trust. The Reporting Person disclaims beneficial ownership of these securities.
Includes 30,000 shares issued to the Reporting Person on January 14, 2010, under the Issuer's 2009 Equity Incentive Plan. The employee has a contractual agreement not to sell any of these shares for a period of three years following the issuance date.
2,000 shares were gifted by the Reporting Person to a trust for the benefit of the Reporting Person's daughter. The Reporting Person is custodian of this trust. The Reporting Person disclaims beneficial ownership of these securities.
Shares issued to the Reporting Person under the Issuer's 2009 Equity Incentive Plan. The employee has a contractual agreement not to sell any of these shares for a period of three years following the issuance date.
1,663 shares were gifted by the Reporting Person to a trust for the benefit of the Reporting Person's son. The Reporting Person is custodian of this trust. The Reporting Person disclaims beneficial ownership of these securities.
2,000 shares were sold by a trust for the benefit of the Reporting Person's son. The Reporting Person is custodian of this trust. The Reporting Person disclaims beneficial ownership of these securities.
2,000 shares were gifted by the Reporting Person to a trust for the benefit of the Reporting Person's daughter. The Reporting Person is custodian of this trust. The Reporting Person disclaims beneficial ownership of these securities.
2,000 shares were sold by a trust for the benefit of the Reporting Person's daughter. The Reporting Person is custodian of this trust. The Reporting Person disclaims beneficial ownership of these securities.
Previously reported.
Options, which were authorized under the Issuer's 2009 Equity Incentive Plan and which were granted to the Reporting Person on January 14, 2010, vested one-third immediately, one-third will vest on January 14, 2011, and one-third will vest on January 14, 2012.