Filing Details

Accession Number:
0001144204-14-060060
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-08 09:36:03
Reporting Period:
2014-10-06
Filing Date:
2014-10-08
Accepted Time:
2014-10-08 09:36:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
95047 Deer Valley Corp DVLY Mobile Homes (2451) 205256635
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341950 Vicis Capital, Llc 445 Park Avenue
Suite 1043
New York NY 10022
No No No Yes
1365954 Fund Master Capital Vicis 445 Park Avenue
Suite 1043
New York NY 10022
No No No Yes
1613782 John Succo C/O Vicis Capital, Llc
445 Park Avenue, Suite 1043
New York NY 10022
No No No Yes
1613784 Sky Lucas C/O Vicis Capital, Llc
445 Park Avenue, Suite 1043
New York NY 10022
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Disposition 2014-10-06 12,310,458 $0.29 0 No 4 S Indirect By Vicis Capital Master Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Vicis Capital Master Fund
Footnotes
  1. All of the foregoing represents securities formerly held directly by Vicis Capital Master Fund. Vicis Capital, LLC acts as investment advisor to Vicis Capital Master Fund and therefore formerly had voting and dispositive power over all the foregoing shares. For the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Vicis Capital, LLC, and its members, John Succo and Sky Lucas, may each have been deemed to be the beneficial owner of, but hereby disclaim such beneficial ownership of, the foregoing shares.
  2. This Form 4 is being filed by each of the Reporting Persons as a result of the disposition of all of the shares of Deer Valley Corporation by Vicis Capital Master Fund to a private purchaser for aggregate consideration of $3,600,000 on October 6, 2014.