Filing Details

Accession Number:
0001209191-14-062187
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-06 19:59:19
Reporting Period:
2014-10-02
Filing Date:
2014-10-06
Accepted Time:
2014-10-06 18:59:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412043 Opower Inc. OPWR Services-Prepackaged Software (7372) 260542549
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601827 Alexander Laskey C/O Opower, Inc.
1515 North Courthouse Road, 8Th Floor
Arlington VA 22201
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-02 15,678 $17.86 4,606,645 No 4 S Direct
Common Stock Disposition 2014-10-03 2,884 $18.09 4,603,761 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,900,000 Indirect See Footnote
Common Stock 33,334 Indirect See Footnote
Common Stock 33,334 Indirect See Footnote
Common Stock 50,000 Indirect See Footnote
Common Stock 33,334 Indirect See Footnote
Common Stock 50,000 Indirect See Footnote
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2014.
  2. The sale prices reported in column 4 of Table 1 represent the weighted average sale prices of the shares sold ranging from $17.52 to $18.07, and $17.87 to $18.33, per share, respectively. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Shares held by Laskey-A Investment Trust.
  4. Shares held by Baruch Farbiarz and Elsa Farbiarz, who have granted an irrevocable proxy to Mr. Laskey.
  5. Shares held by Adam Farbiarz, who has granted an irrevocable proxy to Mr. Laskey.
  6. Shares held by Jacob Laskey, who has granted an irrevocable proxy to Mr. Laskey.
  7. Shares held by Michael Farbiarz and Megan Lewis, who have granted an irrevocable proxy to Mr. Laskey.
  8. Shares held by Richard Laskey and Abbie Laskey, who have granted an irrevocable proxy to Mr. Laskey.