Filing Details

Accession Number:
0001209191-14-061956
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-03 19:41:39
Reporting Period:
2014-10-02
Filing Date:
2014-10-03
Accepted Time:
2014-10-03 19:41:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876378 Transenterix Inc. TRXC Surgical & Medical Instruments & Apparatus (3841) 112962080
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246530 P Joseph Slattery C/O Transenterix, Inc.
635 Davis Drive, Suite 300
Morrisville NC 27560
Evp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-10-02 66,666 $0.00 116,666 No 4 M Direct
Common Stock Disposition 2014-10-02 33,000 $4.19 83,666 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2014-10-02 66,666 $0.00 66,666 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
133,334 No 4 M Direct
Footnotes
  1. Reflects a five-for-one reverse stock split effected March 31, 2014.
  2. The transaction occurred pursuant to a written trading plan dated August 11, 2014 meeting the requirements of Rule 10b5-1(c).
  3. Each restricted stock unit represents a right to receive one share of TransEnterix, Inc. common stock.
  4. The restricted stock units vest in three equal annual installments beginning October 2, 2014, subject to certain acceleration provisions following an involuntary termination from employment of the Reporting Person within 12 months following a change of control.