Home > Insider Trading > Filing (0001209191-14-061925)

Filing Details

Accession Number:: 0001209191-14-061925
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-03 18:42:51
Reporting Period:: 2014-10-01

Filing Date:: 2014-10-03
Accepted Time:: 2014-10-03 18:42:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1294133	Inogen Inc	INGN	Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1433352	Arboretum Ventures Ii Lp	303 Detroit Street, Suite 301 Ann Arbor MI 48104	No	No	Yes	No
1433353	Arboretum Ventures 11A Lp	303 Detroit Street, Suite 301 Ann Arbor MI 48104	No	No	Yes	No
1592721	Arboretum Investment Manager, Llc	303 Detroit Street, Suite 301 Ann Arbor MI 48104	No	No	Yes	No
1592722	Arboretum Investment Manager Ii, Llc	303 Detroit Street, Suite 301 Ann Arbor MI 48104	No	No	Yes	No
1592723	Arboretum Investment Manager Iia, Llc	303 Detroit Street, Suite 301 Ann Arbor MI 48104	No	No	Yes	No
1592724	Arboretum Ventures 1, Llc	303 Detroit Street, Suite 301 Ann Arbor MI 48104	No	No	Yes	No
1592732	L. Jan Garfinkle	303 Detroit Street, Suite 301 Ann Arbor MI 48104	No	No	Yes	No
1592760	Arboretum Ventures 1-A, Llc	303 Detroit Street, Suite 301 Ann Arbor MI 48104	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-10-01	5,816	$20.61	257,782	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-01	3,877	$20.61	171,850	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-01	26,299	$20.61	1,169,691	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-01	6,153	$20.61	274,115	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-02	3,394	$20.91	254,388	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-02	2,263	$20.91	169,587	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-02	15,349	$20.91	1,154,342	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-02	3,591	$20.91	270,524	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-03	4,369	$21.52	250,019	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-03	2,913	$21.52	166,674	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-03	19,754	$21.52	1,134,588	No	4	S	Indirect	see footnote
Common Stock	Disposition	2014-10-03	4,622	$21.52	265,902	No	4	S	Indirect	see footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote
No	4	S	Indirect	see footnote

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2014.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.500 to $20.7500 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
These shares are held by Arboretum Ventures 1, LLC ("Ventures 1"). Arboretum Investment Manager, LLC ("AIM") serves as the managing member of Ventures 1. Arboretum Ventures, Inc. ("INC") serves as the Manager of AIM. Jan Garfinkle and Timothy Petersen are the sole shareholders of INC and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
These shares are held by Arboretum Ventures 1-A, LLC ("Ventures 1-A"). AIM serves as the managing member of Ventures 1-A. INC serves as the Manager of AIM. Jan Garfinkle and Timothy Petersen are the sole shareholders of INC and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
These shares are held by Arboretum Ventures II, L.P ("Ventures II"). Arboretum Investment Manager II, LLC ("AIM II") serves as the general partner of Ventures II. Jan Garfinkle and Timothy Petersen are the managing members of AIM II and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
These shares are held by Arboretum Ventures IIa, L.P ("Ventures IIa). AIM II serves as the sole manager of Arboretum Investment Manager IIa, LLC ("AIM IIa"), which serves as the general partner of Ventures IIa. Jan Garfinkle and Timothy Petersen are the managing members of AIM II and share the power to vote or dispose of these shares and therefore may be deemed to have voting and investment power with respect to such shares; however, they disclaim beneficial ownership of the shares except to the extent of their pecuniary interests therein. Timothy Petersen is a director of the Issuer and, accordingly, files separate Section 16 reports.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $20.700 to $21.135 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $21.0300 to $26.6750 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.