Filing Details

Accession Number:
0001179110-14-015070
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-03 17:40:35
Reporting Period:
2014-10-01
Filing Date:
2014-10-03
Accepted Time:
2014-10-03 17:40:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352872 Edwin James Williams C/o Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Vp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-10-01 4,216 $12.88 700 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $9.05 2019-10-01 508 508 Direct
Common Stock Employee Stock Option $15.47 2020-10-01 2,706 2,706 Direct
Common Stock Employee Stock Grant $15.47 2020-10-01 2,764 2,764 Direct
Common Stock Employee Stock Grant $31.11 2021-10-01 897 897 Direct
Common Stock Employee Stock Option $31.11 2021-10-01 5,950 5,950 Direct
Common Stock Employee Stock Grant $38.09 2022-10-01 1,377 1,377 Direct
Common Stock Employee Stock Grant $38.09 2022-10-01 2,753 2,753 Direct
Common Stock Employee Stock Option $38.09 2022-10-01 1,835 1,835 Direct
Common Stock Employee Stock Option $38.09 2022-10-01 1,835 1,835 Direct
Common Stock Employee Stock Grant $21.99 2023-10-01 2,828 2,828 Direct
Common Stock Employee Stock Grant $21.99 2023-10-01 3,769 3,769 Direct
Common Stock Employee Stock Option $21.99 2023-10-01 7,985 7,985 Direct
Common Stock Employee Stock Option $21.99 2023-10-01 7,985 7,985 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-10-01 508 508 Direct
2020-10-01 2,706 2,706 Direct
2020-10-01 2,764 2,764 Direct
2021-10-01 897 897 Direct
2021-10-01 5,950 5,950 Direct
2022-10-01 1,377 1,377 Direct
2022-10-01 2,753 2,753 Direct
2022-10-01 1,835 1,835 Direct
2022-10-01 1,835 1,835 Direct
2023-10-01 2,828 2,828 Direct
2023-10-01 3,769 3,769 Direct
2023-10-01 7,985 7,985 Direct
2023-10-01 7,985 7,985 Direct
Footnotes
  1. These options became fully vested on October 1, 2013.
  2. These options became fully vested on October 1, 2014.
  3. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  4. Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  5. Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  6. Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  7. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  8. Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  9. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
  10. Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  11. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  12. Twenty-five percent of this option grant vested on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  13. This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.