Filing Details
- Accession Number:
- 0001209191-14-061704
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-03 16:23:46
- Reporting Period:
- 2014-10-01
- Filing Date:
- 2014-10-03
- Accepted Time:
- 2014-10-03 16:23:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 202058 | Harris Corp | HRS | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 340276860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194414 | B David Rickard | 600 Edgewater Drive #504 Dunedin FL 34698 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Acquisiton | 2014-10-01 | 4,228 | $27.30 | 4,228 | No | 4 | M | Direct | |
| Common Stock, Par Value $1.00 | Disposition | 2014-10-01 | 4,228 | $66.34 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-10-01 | 4,228 | $0.00 | 4,228 | $27.30 |
| Common Stock, Par Value $1.00 | Phantom Stock Units | Acquisiton | 2014-10-01 | 463 | $66.40 | 463 | $0.00 |
| Common Stock, Par Value $1.00 | Phantom Stock Units | Acquisiton | 2014-10-01 | 471 | $66.40 | 471 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-10-22 | 2014-10-22 | No | 4 | M | Direct |
| 64,362 | No | 4 | A | Direct | ||
| 64,833 | No | 4 | A | Direct |
Footnotes
- The exercise of an option and sale of the underlying 4,228 shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on February 6, 2014, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.
- The phantom stock units were accrued under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.
- The phantom stock units were awarded on October 1, 2014 pursuant to an automatic quarterly grant under the Harris Corporation 2005 Directors' Deferred Compensation Plan. The phantom stock units are to be settled in cash upon the reporting person's retirement or other events. The reporting person may also transfer the phantom stock units into alternative investment accounts in certain other instances if applicable ownership guidelines are satisfied.
- The aggregate of 64,832.70 phantom stock units includes: (a) 422.04 phantom stock units acquired through dividend reinvestment in the Harris Corporation Directors' Deferred Compensation Plan ("Plan") on 9/5/14; and (b) a reduction of a .45 phantom stock unit due to rounding of previous reports by the Plan's recordkeeper.
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