Filing Details

Accession Number:
0001437749-11-000199
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-01-12 14:34:46
Reporting Period:
2010-12-31
Filing Date:
2011-01-12
Accepted Time:
2011-01-12 14:34:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1021422 Eastern Light Capital Inc. ELC Real Estate Investment Trusts (6798) 943240473
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166702 R Dennis Konczal 100 Pine Street
Suite 2450
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2010-07-26 100 $4.50 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-07-27 200 $4.50 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-10-22 300 $4.60 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-10-22 300 $4.80 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-10-26 300 $4.60 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-10-27 300 $4.80 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-01 300 $4.80 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-03 100 $4.85 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 300 $5.05 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 200 $4.85 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-05 300 $4.85 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-23 300 $5.05 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-23 300 $5.25 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-29 500 $5.55 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-29 500 $6.40 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-29 500 $6.05 10,949 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2010-07-21 100 $4.50 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-07-23 50 $4.50 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-07-26 50 $4.50 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-10-22 100 $4.63 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-01 300 $4.75 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 300 $4.95 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-11-04 300 $5.15 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-23 300 $4.65 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-23 300 $4.85 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-29 500 $5.90 21,618 No 4 S Indirect By CAAI
Common Stock, Par Value $0.01 Per Share Disposition 2010-12-29 500 $6.40 21,618 No 4 S Indirect By CAAI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
No 4 S Indirect By CAAI
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Employee Stock Option (Right to Buy) Disposition 2010-04-02 10,624 $0.00 10,624 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-04-02 No 4 J Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Per Share Employee Stock Option (Right to Buy) $9.06 2011-04-09 13,750 13,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-04-09 13,750 13,750 Direct
Footnotes
  1. The Reporting Person is an officer and director of Capital Alliance Advisors, Inc., a California corporation ("CAAI").
  2. The options were granted pursuant to various stock option agreements and are completely vested.
  3. In accordance with the terms of the respective stock option agreements, the unexercised options expired on this date.