Filing Details

Accession Number:
0001437749-11-000198
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-01-12 14:22:17
Reporting Period:
2009-12-31
Filing Date:
2011-01-12
Accepted Time:
2011-01-12 14:22:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1021422 Eastern Light Capital Inc. ELC Real Estate Investment Trusts (6798) 943240473
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166702 R Dennis Konczal 100 Pine Street
Suite 2450
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2009-05-04 200 $5.25 16,299 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2009-05-08 200 $4.95 16,299 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2009-02-06 200 $4.65 24,418 No 4 S Indirect By CAAI
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By CAAI
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Per Share Employee Stock Option (Right to Buy) $9.06 2011-04-09 13,750 13,750 Direct
Common Stock, Par Value $0.01 Per Share Employee Stock Option (Right to Buy) $9.00 2010-04-02 10,624 10,624 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-04-09 13,750 13,750 Direct
2010-04-02 10,624 10,624 Direct
Footnotes
  1. The Reporting Person is an officer and director of Capital Alliance Advisors, Inc., a California corporation ("CAAI").
  2. The options were granted pursuant to various stock option agreements and are completely vested.