Filing Details
- Accession Number:
- 0001062993-14-005764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-02 20:00:58
- Reporting Period:
- 2014-09-05
- Filing Date:
- 2014-10-02
- Accepted Time:
- 2014-10-02 20:00:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410253 | Urban Barns Foods Inc. | URBF | Agricultural Production-Crops (100) | 200215404 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559372 | T Richard Groome | 205 - 290 Lakeshore Road Pointe-Claire A8 H9S 4L3 | President, Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-09-17 | 10,000 | $0.05 | 24,707,595 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options | Acquisiton | 2014-09-05 | 2,650,000 | $0.00 | 2,650,000 | $0.10 |
| Class A Common Stock | Stock Options | Acquisiton | 2014-09-05 | 200,000 | $0.00 | 200,000 | $0.10 |
| Class A Common Stock | Warrants | Acquisiton | 2014-09-17 | 10,000 | $0.00 | 10,000 | $0.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,650,000 | 2014-09-05 | 2024-09-05 | No | 4 | A | Direct |
| 7,850,000 | 2014-09-05 | 2024-09-05 | No | 4 | A | Indirect |
| 7,860,000 | 2014-09-17 | 2017-09-17 | No | 4 | A | Indirect |
Footnotes
- Includes 3,097,595 shares held by Mr. Groome directly; 1,500,000 shares held of record by Roxy & Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and disposition power; 110,000 shares held of record by Mr. Groome's two children who reside at home; and 20,000,000 shares held of record by Notre-Dame Capital Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power. Mr. Groome is deemed to be the beneficial owner of an aggregate of 59.2% of the issued and outstanding shares of Notre-Dame Capital Inc., as follows: 13.9% directly; 33.7% through his spouse, Penelope Groome; 9.5% through Grovest Investments Inc., a private corporation over which Mr. Groome exercises sole voting and dispositive power; and 2.1% through Roxy and Bear Investments Inc., a private corporation over which Mr. Groome exercises shared voting and dispositive power.
- These securities are held of record by Penelope Groome, the spouse of Mr. Groome.
- These securities are held of record by Alexandra Groome, the daughter of Mr. Groome.
Billionaire Hedge Funds
