Filing Details
- Accession Number:
- 0001209191-11-002904
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-12 13:55:54
- Reporting Period:
- 2011-01-10
- Filing Date:
- 2011-01-12
- Accepted Time:
- 2011-01-12 13:55:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092839 | Dune Energy Inc | DUNR | Oil & Gas Field Services, Nec (1389) | 954737507 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1114446 | Ag Ubs | Bahnofstrasse 45 Zurich V8 CH-8021 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-01-10 | 108,431 | $0.86 | 11,505,212 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-11 | 28,850 | $0.85 | 11,476,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The number of Common Shares beneficially owned is reported as of January 10, 2011 and consists of 10,631,541.5282 Common Shares underlying 10% Senior Redeemable Convertible Preferred Stock (the "Preferred Stock") and 873,670 Common Shares. Each share of Preferred Stock converts into 114.2857 Common Shares.
- The number of Common Shares beneficially owned is reported as of January 11, 2011 and consists of 10,631,541.5282 Common Shares underlying 10% Senior Redeemable Convertible Preferred Stock (the "Preferred Stock") and 844,820 Common Shares. Each share of Preferred Stock converts into 114.2857 Common Shares.
Billionaire Hedge Funds
