Filing Details

Accession Number:
0001181431-14-033034
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-10-01 21:09:07
Reporting Period:
2014-09-29
Filing Date:
2014-10-01
Accepted Time:
2014-10-01 20:09:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1297401 Dreamworks Animation Skg Inc. DWA Services-Motion Picture & Video Tape Production (7812) 680589190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306911 Jeffrey Katzenberg C/o M & Jk Dream Limited Partnership
1000 Flower St.
Glendale CA 91201
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2014-09-29 423,214 $28.00 641,624 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2014-09-29 423,214 $28.05 218,410 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2014-09-29 423,214 $0.00 423,214 $28.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share 934,183 Indirect By Trust
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 4, 2014.
  2. On September 3, 2014, 47,980 shares of Class A Common Stock were transferred from direct ownership to a revocable trust of which the reporting person and spouse are co-trustees and beneficiaries.
  3. The options vested on February 18, 2009.