- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2014-10-01 21:09:07
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2014-10-01 20:09:07
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1297401||Dreamworks Animation Skg Inc.||DWA||Services-Motion Picture & Video Tape Production (7812)||680589190|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1306911||Jeffrey Katzenberg||C/o M & Jk Dream Limited Partnership |
1000 Flower St.
Glendale CA 91201
|Chief Executive Officer||Yes||Yes||Yes||No|
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Class A Common Stock, Par Value $0.01 Per Share||Acquisiton||2014-09-29||423,214||$28.00||641,624||No||4||M||Direct|
|Class A Common Stock, Par Value $0.01 Per Share||Disposition||2014-09-29||423,214||$28.05||218,410||No||4||S||Direct|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Class A Common Stock||Employee Stock Option (right to buy)||Disposition||2014-09-29||423,214||$0.00||423,214||$28.00|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Class A Common Stock, Par Value $0.01 Per Share||934,183||Indirect||By Trust|
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 4, 2014.
- On September 3, 2014, 47,980 shares of Class A Common Stock were transferred from direct ownership to a revocable trust of which the reporting person and spouse are co-trustees and beneficiaries.
- The options vested on February 18, 2009.