Filing Details
- Accession Number:
- 0001181431-14-033034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-10-01 21:09:07
- Reporting Period:
- 2014-09-29
- Filing Date:
- 2014-10-01
- Accepted Time:
- 2014-10-01 20:09:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297401 | Dreamworks Animation Skg Inc. | DWA | Services-Motion Picture & Video Tape Production (7812) | 680589190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1306911 | Jeffrey Katzenberg | C/O M &Amp; Jk Dream Limited Partnership 1000 Flower St. Glendale CA 91201 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-09-29 | 423,214 | $28.00 | 641,624 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2014-09-29 | 423,214 | $28.05 | 218,410 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-09-29 | 423,214 | $0.00 | 423,214 | $28.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-10-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | 934,183 | Indirect | By Trust |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 4, 2014.
- On September 3, 2014, 47,980 shares of Class A Common Stock were transferred from direct ownership to a revocable trust of which the reporting person and spouse are co-trustees and beneficiaries.
- The options vested on February 18, 2009.
Billionaire Hedge Funds
