Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-10-01 21:09:07
Reporting Period:
Filing Date:
Accepted Time:
2014-10-01 20:09:07
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1297401 Dreamworks Animation Skg Inc. DWA Services-Motion Picture & Video Tape Production (7812) 680589190
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306911 Jeffrey Katzenberg C/o M & Jk Dream Limited Partnership
1000 Flower St.
Glendale CA 91201
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Acquisiton 2014-09-29 423,214 $28.00 641,624 No 4 M Direct
Class A Common Stock, Par Value $0.01 Per Share Disposition 2014-09-29 423,214 $28.05 218,410 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2014-09-29 423,214 $0.00 423,214 $28.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-10-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share 934,183 Indirect By Trust
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 4, 2014.
  2. On September 3, 2014, 47,980 shares of Class A Common Stock were transferred from direct ownership to a revocable trust of which the reporting person and spouse are co-trustees and beneficiaries.
  3. The options vested on February 18, 2009.