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Filing Details

Accession Number:: 0001206774-14-002954
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-10-01 16:58:13
Reporting Period:: 2014-09-29

Filing Date:: 2014-10-01
Accepted Time:: 2014-10-01 16:58:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
880562	Daegis Inc.	DAEG	Services-Prepackaged Software (7372)	942710559

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1243299	Steven Whiteman	600 E. Las Colinas Blvd. Suite 1500 Irving TX 75039		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-09-29	700	$0.82	30,648	No	4	P	Direct
Common Stock	Acquisiton	2014-09-29	4,300	$0.83	34,948	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$2.10	2016-03-10	7,000	7,000	Direct
Common Stock	Stock Option	$2.55	2017-05-01	2,000	9,000	Direct
Common Stock	Stock Option	$6.40	2018-05-02	5,000	14,000	Direct
Common Stock	Stock Option	$2.60	2019-05-05	6,500	20,500	Direct
Common Stock	Stock Option	$3.56	2020-05-04	10,000	30,500	Direct
Common Stock	Stock Option	$2.90	2021-05-02	5,000	35,500	Direct
Common Stock	Stock Option	$1.92	2021-07-01	7,500	43,000	Direct
Common Stock	Stock Option	$1.40	2022-05-01	12,500	55,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-03-10	7,000	7,000	Direct
2017-05-01	2,000	9,000	Direct
2018-05-02	5,000	14,000	Direct
2019-05-05	6,500	20,500	Direct
2020-05-04	10,000	30,500	Direct
2021-05-02	5,000	35,500	Direct
2021-07-01	7,500	43,000	Direct
2022-05-01	12,500	55,500	Direct

Footnotes

Option granted 03/10/06 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/07 (#3746) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.