Filing Details

Accession Number:
0001614094-14-000059
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-30 16:48:41
Reporting Period:
2014-09-24
Filing Date:
2014-09-30
Accepted Time:
2014-09-30 16:48:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197637 J Daniel Warmenhoven 495 East Java Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-26 28,125 $29.44 28,125 No 4 M Direct
Common Stock Disposition 2014-09-26 28,125 $42.09 0 No 4 S Direct
Common Stock Disposition 2014-09-24 11,300 $0.00 2,116,474 No 4 G Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 G Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-09-26 28,125 $0.00 28,125 $29.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,875 2019-05-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,032 Indirect by Trust2
Footnotes
  1. The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $41.89 to $42.41. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Shares held in trust by Peter F. Warmenhoven, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
  4. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.