Filing Details

Accession Number:
0001445305-14-004216
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-30 15:54:33
Reporting Period:
2014-09-29
Filing Date:
2014-09-30
Accepted Time:
2014-09-30 15:54:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
759944 Citizens Financial Group Inc CFG State Commercial Banks (6022) 050412693
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220183 John Charles Koch C/o Citizens Financial Group, Inc.
600 Washington Blvd.
Stamford CT 06901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-29 2,083 $0.00 2,083 No 4 A Direct
Common Stock Acquisiton 2014-09-29 20,000 $21.50 22,083 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. These restricted stock units were granted under the Issuer's 2014 Non-Employee Directors Compensation Plan (the "Plan") and are scheduled to vest 100% on the earlier of (i) the first anniversary of the grant date or (ii) the date of the Issuer's 2015 annual general meeting of stockholders, subject to the terms of the Plan and the applicable award agreement issued thereunder.
  2. This number reflects shares of Common Stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.