Filing Details

Accession Number:
0001606036-14-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-30 13:19:55
Reporting Period:
2014-09-29
Filing Date:
2014-09-30
Accepted Time:
2014-09-30 13:19:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949373 Einstein Noah Restaurant Group Inc BAGL Retail-Eating Places (5812) 133690261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307979 W Michael Arthur C/O Einstein Noah Restaurant Group, Inc.
555 Zang Street, Suite 300
Lakewood CO 80228
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-29 13,000 $7.56 86,797 No 4 M Direct
Common Stock Disposition 2014-09-29 38,017 $20.10 48,780 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2014-09-29 13,000 $0.00 13,000 $7.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-07-01 2015-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect By IRA
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The options involved in this transaction relate to a grant of 10,000 options at an exercise price of $9.83 made on January 1, 2010. In accordance with the anti-dilution provisions of the issuer's equity plan, the exercise price of the options and the number of shares involved were adjusted effective January 8, 2013, on account of a special dividend of the issuer.