Filing Details

Accession Number:
0001140361-14-036633
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-29 12:20:55
Reporting Period:
2014-09-25
Filing Date:
2014-09-29
Accepted Time:
2014-09-29 12:20:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1229146 Surrey Bancorp SRYB State Commercial Banks (6022) 593772016
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245222 Jr Eugene Floyd Rees 198 North Main Street
Mount Airy NC 27030
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-25 5,142 $14.75 81,602 No 4 P Direct
Common Stock Disposition 2014-09-25 5,142 $14.75 0 No 4 S Indirect Power of Attorney over shares
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Indirect Power of Attorney over shares
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,023 Indirect Held in IRA for Mr. Rees
Common Stock 2,856 Indirect Held by wife
Common Stock 530 Indirect Held in IRA for wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A 4.5 Convertible Non-Cumulative Preferred $0.00 25,250 11,000 Direct
Common Stock Series A 4.5 Convertible Non-Cumulative Preferred $0.00 4,132 1,800 Indirect
Common Stock Series D 5.0% Convertible Non-Cumulative Perpetual Preferred $0.00 15,537 14,125 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
25,250 11,000 Direct
4,132 1,800 Indirect
15,537 14,125 Direct
Footnotes
  1. Convertible into Common Stock.
  2. Perpetual Preferred Stock.
  3. Series A 4.5% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 2.2955 shares of common stock per share.
  4. Series D 5.0% Convertible Non-Cumulative Perpetual Preferred Stock is convertible into 1.10 shares of common stock per share.