Home > Insider Trading > Filing (0001209191-14-059938)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
721693	China Recycling Energy Corp	CREG	Services-Business Services, Nec (7389)	900093373

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1419251	Carlyle Asia Growth Partners Iii, L.p.	C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1419252	Cagp General Partner, L.p.	C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1419253	Cagp, Ltd.	C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1419258	Cagp Iii Co-Investment, L.p.	C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1475444	Tc Group Cayman Investment Holdings, L.p.	C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No
1527166	L.p. Group Carlyle	C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004	No	No	Yes	No
1548624	L.l.c. Management Group Carlyle	C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004	No	No	Yes	No
1548629	L.l.c. Gp Ii Holdings Carlyle	C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004	No	No	Yes	No
1548630	L.p. Ii Holdings Carlyle	C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004	No	No	Yes	No
1548636	L.p. Sub Holdings Investment Cayman Group Tc	C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock $0.001 Par Value	Disposition	2014-09-24	897,193	$1.53	9,406,944	No	4	S	Indirect	See footnote
Common Stock $0.001 Par Value	Disposition	2014-09-25	15,854	$1.50	9,391,090	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Footnotes

The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $1.50 to $1.585. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
Following the consummation of the transactions reported herein, Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. are the record holders of 8,991,154 and 399,936 shares, respectively, of Common Stock of China Recycling Energy Corporation. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P. which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of CAGP, Ltd., which is the general partner of CAGP General Partner, L.P., which is the general partner of each of Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P.