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Home > Insider Trading > Filing (0001104659-14-068336)

Filing Details

Accession Number:: 0001104659-14-068336
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-09-25 18:25:43
Reporting Period:: 2014-09-23

Filing Date:: 2014-09-25
Accepted Time:: 2014-09-25 18:25:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1563407	Smart & Final Stores Inc.	SFS	Retail-Grocery Stores (5411)	800862253

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1013941	A Richard Anicetti	C/O Smart &Amp; Final Stores, Inc. 600 Citadel Drive Commerce CA 90040		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001	Acquisiton	2014-09-23	8,000	$12.00	8,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy) (1)	Acquisiton	2014-09-23	25,500	$0.00	25,500	$12.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
25,500		2024-09-23	No	4	A	Direct

Footnotes

The option vests in four equal installments on September 23, 2015, 2016, 2017 and 2018.