Filing Details
- Accession Number:
- 0000914317-14-001244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-23 15:28:09
- Reporting Period:
- 2014-09-19
- Filing Date:
- 2014-09-23
- Accepted Time:
- 2014-09-23 15:28:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33533 | Espey Mfg & Electronics Corp | ESP | Electronic Components, Nec (3679) | 141387171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1200027 | M Howard Pinsley | 5 Longwood Drive Saratoga Springs NY 12866 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 Par Value | Acquisiton | 2014-06-30 | 2,407 | $0.00 | 36,326 | No | 4 | J | Indirect | ESOP Trust |
| Common Stock - $.33 1/3 Par Value | Disposition | 2014-06-30 | 1,280 | $0.00 | 35,046 | No | 4 | J | Indirect | ESOP Trust |
| Common Stock - $.33 1/3 Par Value | Disposition | 2014-09-19 | 189 | $23.45 | 70,824 | No | 4 | S | Direct | |
| Common Stock - $.33 1/3 Par Value | Disposition | 2014-09-22 | 811 | $23.15 | 70,013 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | ESOP Trust |
| No | 4 | J | Indirect | ESOP Trust |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $21.54 | 2010-05-23 | 2018-05-23 | 4,000 | 4,000 | Direct |
| Common Stock | Stock Option | $19.20 | 2012-08-19 | 2020-08-19 | 1,600 | 5,600 | Direct |
| Common Stock | Stock Option | $25.10 | 2013-08-26 | 2021-08-26 | 1,600 | 7,200 | Direct |
| Common Stock | Stock Option | $25.18 | 2014-06-01 | 2022-06-01 | 1,600 | 8,800 | Direct |
| Common Stock | Stock Option | $27.22 | 2015-08-23 | 2025-08-23 | 1,600 | 10,400 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 4,000 | 4,000 | Direct |
| 2020-08-19 | 1,600 | 5,600 | Direct |
| 2021-08-26 | 1,600 | 7,200 | Direct |
| 2022-06-01 | 1,600 | 8,800 | Direct |
| 2025-08-23 | 1,600 | 10,400 | Direct |
Footnotes
- ESOP transaction as provided to Reporting Person confirming the allocation and distribution of shares to the Reporting Person's account as of June 30, 2014.
Billionaire Hedge Funds
