Filing Details

Accession Number:
0000895813-14-000259
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-19 17:08:15
Reporting Period:
2014-09-18
Filing Date:
2014-09-19
Accepted Time:
2014-09-19 17:08:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514798 D. Jeffrey Cohodes 50 South Lasalle Street
Chicago IL 60603
Executivevp/Chief Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-18 3,000 $63.36 22,033 No 4 M Direct
Common Stock Disposition 2014-09-18 3,000 $70.60 19,033 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2014-09-18 3,000 $0.00 3,000 $63.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,000 2017-02-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 23,155 Direct
Common Stock 3,817 Indirect 401(k) as of 6/30/2014
Footnotes
  1. This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1.
  2. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  3. These options became exercisable in four annual installments beginning on 2/20/2008.