Filing Details

Accession Number:
0000895813-14-000257
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-19 17:01:52
Reporting Period:
2014-09-17
Filing Date:
2014-09-19
Accepted Time:
2014-09-19 17:01:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223690 H Frederick Waddell 50 S. Lasalle Street
Chicago IL 60603
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-17 26,761 $52.10 98,040 No 4 M Indirect By Trust
Common Stock Disposition 2014-09-17 23,147 $70.03 74,893 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2014-09-17 26,761 $0.00 26,761 $52.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 211,629 Direct
Common Stock 96,111 Indirect GRATs
Common Stock 120 Direct
Common Stock 8,710 Indirect By Spouse
Common Stock 32,814 Indirect 401(k) as of 6/30/2014
Footnotes
  1. The transaction was effected pursuant to a trading plan in accordance with SEC Rule 10b5-1.
  2. Price reflects the weighted average sales price from $70.00 to $70.06. Information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
  3. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  4. These options became exercisable in four equal annual installments beginning on 2/21/2007.