Filing Details
- Accession Number:
- 0001280263-14-000150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-17 19:15:01
- Reporting Period:
- 2014-09-16
- Filing Date:
- 2014-09-17
- Accepted Time:
- 2014-09-17 19:15:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558646 | George Laplante | 3101 Jay Street Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-09-16 | 2,945 | $0.00 | 51,491 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-09-16 | 2,976 | $33.66 | 48,515 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Restricted Stock Units | Disposition | 2014-09-16 | 695 | $0.00 | 695 | $0.00 |
| Ordinary Shares | Restricted Stock Units | Disposition | 2014-09-16 | 2,250 | $0.00 | 2,250 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,556 | 2022-08-27 | No | 4 | M | Direct | |
| 13,500 | 2023-08-26 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- Includes 364 shares acquired under the Company's employee stock purchase plan on September 15, 2014.
- Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
- The restricted stock units vest at the rate of 1/16 per quarter beginning on September 15, 2012.
- On August 27, 2013 the reporting person was granted RSUs convertible into 18,000 Ordinary Shares based on Issuer's determination of the satisfaction of certain performance goals for the fiscal year ended January 31, 2014. The performance criteria were achieved, and the RSUs become eligible for time-based vesting commencing on March 15, 2014.
- The RSUs vested as to 1/8 of the RSUs on June 15, 2014 and 1/8 of the RSU's will vest each three months thereafter such that the RSUs are 100% vested on March 15, 2016.
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