Filing Details
- Accession Number:
- 0001127602-14-028050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-17 16:46:25
- Reporting Period:
- 2014-09-16
- Filing Date:
- 2014-09-17
- Accepted Time:
- 2014-09-17 16:46:25
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186033 | David R Hoover | Ball Corporation 10 Longs Peak Dr. Broomfield CO 80021-2510 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-09-16 | 379 | $65.64 | 193,211 | No | 4 | J | Direct | |
Common Stock | Disposition | 2014-09-16 | 4,045 | $65.71 | 189,166 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 1,393 | $65.68 | 187,773 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 600 | $65.66 | 187,173 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 309 | $65.63 | 186,864 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 1,773 | $65.62 | 185,091 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 2,254 | $65.61 | 182,837 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 75 | $65.61 | 182,762 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 6,278 | $65.60 | 176,484 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 400 | $65.60 | 176,084 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 9,889 | $65.59 | 166,195 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 10,262 | $65.58 | 155,933 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 1,910 | $65.57 | 154,023 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 11,143 | $65.56 | 142,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 5,695 | $65.55 | 137,185 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-09-16 | 25,974 | $65.52 | 111,211 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-09-16 | 82,000 | $19.87 | 193,211 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Compensation Company Stock Plan | Acquisiton | 2014-09-16 | 142 | $65.64 | 0 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-09-16 | 82,000 | $0.00 | 82,000 | $19.87 |
Common Stock | Deferred Compensation Company Stock Plan | Disposition | 2014-09-16 | 71,814 | $65.64 | 71,814 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
71,814 | No | 4 | J | Direct | ||
82,000 | 2015-04-27 | No | 4 | M | Direct | |
0 | No | 4 | I | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,916 | Indirect | 401(k) Plan |
Common Stock | 82,000 | Indirect | By GRAT |
Common Stock | 181,678 | Indirect | RDH Trust |
Common Stock | 194,685 | Indirect | SAH Trust |
Footnotes
- Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
- Exercise of Stock Options.
- Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
- Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
- Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
- Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.
- Exempt discretionary transaction involving the transfer of units from one Ball Corporation Deferred Compensation Company Stock Plan ("DCCSP") fund to another fund within the DCCSP that are neither valued nor settled in Ball Corporation equity securities.