Filing Details

Accession Number:
0001209191-14-058302
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-16 19:52:22
Reporting Period:
2014-09-12
Filing Date:
2014-09-16
Accepted Time:
2014-09-16 19:52:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518728 Joan Parsons Svb Financial Group
3005 Tasman Drive
Santa Clara CA 95054
Head Of Specialty Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-12 5,250 $60.37 16,675 No 4 M Direct
Common Stock Acquisiton 2014-09-12 4,600 $64.37 21,275 No 4 M Direct
Common Stock Acquisiton 2014-09-12 2,350 $71.11 23,625 No 4 M Direct
Common Stock Disposition 2014-09-12 5,250 $115.47 18,375 No 4 S Direct
Common Stock Disposition 2014-09-12 4,600 $115.52 13,775 No 4 S Direct
Common Stock Disposition 2014-09-12 2,350 $115.55 11,425 No 4 S Direct
Common Stock Disposition 2014-09-12 5,425 $115.42 6,000 No 4 S Direct
Common Stock Disposition 2014-09-12 900 $116.11 5,100 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-09-12 2,350 $71.11 2,350 $71.11
Common Stock Stock Option Disposition 2014-09-12 4,600 $64.37 4,600 $64.37
Common Stock Stock Option Disposition 2014-09-12 5,250 $60.37 5,250 $60.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,050 2014-04-30 2020-04-30 No 4 M Direct
4,600 2013-05-01 2019-05-01 No 4 M Direct
1,750 2012-04-27 2018-04-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,816 Indirect By 401(k)/ESOP
Footnotes
  1. The 5,425 shares were sold through separate trades, with the sale prices ranging from $115.00 to $115.9 and at a weighted average sale price of $115.4167.
  2. The 900 shares were sold through separate trades, with the sale prices ranging from $115.92 to $116.31 and at a weighted average sale price of $116.1056.