Filing Details

Accession Number:
0001575462-14-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-16 14:46:38
Reporting Period:
2014-09-12
Filing Date:
2014-09-16
Accepted Time:
2014-09-16 14:46:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 204929029
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575462 L. Mark Sullivan One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Vice Chairman And Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-12 2,500 $9.49 5,000 No 4 P Indirect By FMT Co Custodian for IRA Rollover FBO Mark L. Sullivan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By FMT Co Custodian for IRA Rollover FBO Mark L. Sullivan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,045 Direct
Footnotes
  1. The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $9.46 to $9.49, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Mr. Sullivan is the beneficiary of this account.