Filing Details
- Accession Number:
- 0001209191-14-058079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-09-16 12:56:45
- Reporting Period:
- 2014-09-15
- Filing Date:
- 2014-09-16
- Accepted Time:
- 2014-09-16 12:56:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29834 | Escalera Resources Co. | ESCR | Crude Petroleum & Natural Gas (1311) | 830214692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1479960 | Emily Maron | 1675 Broadway Suite 2200 Denver CO 80202 | Assistant Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $.10 Par Value Common Stock | Disposition | 2014-09-15 | 2,000 | $1.95 | 28,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options: Right to Buy | $7.79 | 2017-01-02 | 8,000 | 8,000 | Direct | |
| Common Stock | Options: Right to Buy | $4.50 | 2017-01-04 | 10,000 | 10,000 | Direct | |
| Common Stock | Options: Right to Buy | $5.10 | 2018-01-03 | 4,193 | 4,193 | Direct | |
| Common Stock | Options: Right to Buy | $2.47 | 2019-03-25 | 41,431 | 41,431 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-02 | 8,000 | 8,000 | Direct |
| 2017-01-04 | 10,000 | 10,000 | Direct |
| 2018-01-03 | 4,193 | 4,193 | Direct |
| 2019-03-25 | 41,431 | 41,431 | Direct |
Footnotes
- Previously reported.
- 20% of these options become exercisable on each of January 2, 2010, 2011, 2012, 2013 and 2014.
- 20% of these options become exercisable on each of January 4, 2010, 2011, 2012, 2013 and 2014.
- 20% of these options become exercisable on each of January 3, 2011, 2012, 2013, 2014 and 2015.
- (1/3) of these shares become exercisable on each of March 25, 2015, 2016 and 2017.
Billionaire Hedge Funds
