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Filing Details

Accession Number:
0001209191-14-058059
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-16 11:55:57
Reporting Period:
2014-09-12
Filing Date:
2014-09-16
Accepted Time:
2014-09-16 11:55:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561627 Exone Co XONE Printing Trades Machinery & Equipment (3555) 261480640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612086 Guihua Tu Rm. 24-2, Bld 10, Project B,
Huaguoyuan, Nanming District
Guiyang, Guizhou Province F4 00000
No No No Yes
1612088 Ltd Holdings Fame Mega P.o. Box 957, Offshore
Incorporations Centre, Road Town
Tortola D8 00000
No No No Yes
1612091 Ltd Ventures Century Novel P.o. Box 957, Offshore
Incorporations Centre, Road Town
Tortola D8 00000
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-12 95,897 $28.50 1,400,164 No 4 S Direct
Common Stock Disposition 2014-09-12 2,400 $29.50 1,397,764 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.40 to $28.61 inclusive. The reporting person undertakes to provide to The ExOne Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  2. The shares are owned directly by Novel Century Ventures Limited, who is a member of a "group" with Tu Guihua and Mega Fame Holdings Limited for purposes of Section 13(d) of the Securities Exchange Act of 1934.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.51 inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.