Filing Details

Accession Number:
0001209191-14-057993
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-15 19:19:45
Reporting Period:
2014-06-30
Filing Date:
2014-09-15
Accepted Time:
2014-09-15 19:19:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518728 Joan Parsons Svb Financial Group
3005 Tasman Drive
Santa Clara CA 95054
Head Of Specialty Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-30 242 $87.75 17,517 No 5 A Direct
Common Stock Acquisiton 2014-09-11 824 $48.76 18,341 No 4 M Direct
Common Stock Acquisiton 2014-09-11 875 $19.48 19,216 No 4 M Direct
Common Stock Acquisiton 2014-09-11 624 $23.16 19,840 No 4 M Direct
Common Stock Acquisiton 2014-09-11 1,206 $42.45 21,046 No 4 M Direct
Common Stock Acquisiton 2014-09-11 2,727 $49.18 23,773 No 4 M Direct
Common Stock Acquisiton 2014-09-11 511 $43.53 24,284 No 4 M Direct
Common Stock Disposition 2014-09-11 824 $113.68 23,460 No 4 S Direct
Common Stock Disposition 2014-09-11 875 $113.75 22,585 No 4 S Direct
Common Stock Disposition 2014-09-11 624 $113.73 21,961 No 4 S Direct
Common Stock Disposition 2014-09-11 1,206 $113.82 20,755 No 4 S Direct
Common Stock Disposition 2014-09-11 2,727 $113.88 18,028 No 4 S Direct
Common Stock Disposition 2014-09-11 511 $113.65 17,517 No 4 S Direct
Common Stock Disposition 2014-09-11 6,092 $113.88 11,425 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-09-11 1,206 $42.45 1,206 $42.45
Common Stock Stock Option Disposition 2014-09-11 511 $43.53 511 $43.53
Common Stock Stock Option Disposition 2014-09-11 875 $19.48 875 $19.48
Common Stock Stock Option Disposition 2014-09-11 824 $48.76 824 $48.76
Common Stock Stock Option Disposition 2014-09-11 2,727 $49.18 2,727 $49.18
Common Stock Stock Option Disposition 2014-09-11 624 $23.16 624 $23.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-10-27 2016-10-27 No 4 M Direct
0 2011-10-26 2017-10-26 No 4 M Direct
0 2010-04-28 2016-04-28 No 4 M Direct
0 2009-04-29 2015-04-29 No 4 M Direct
0 2011-04-30 2017-04-30 No 4 M Direct
0 2010-01-27 2016-01-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,816 Indirect By 401(k)/ESOP
Footnotes
  1. Acquired under the Issuer's Employee Stock Purchase Plan.
  2. The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2014.