Filing Details

Accession Number:
0001215962-14-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-15 18:03:42
Reporting Period:
2009-03-10
Filing Date:
2014-09-15
Accepted Time:
2014-09-15 18:03:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052100 Waddell & Reed Financial Inc WDR Security Brokers, Dealers & Flotation Companies (6211) 510261715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215962 W Alan Kosloff 6300 Lamar Avenue
Overland Park KS 66202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2009-03-10 60 $13.19 75,092 No 4 P Direct
Class A Common Disposition 2014-09-11 60 $53.99 75,032 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct