Filing Details

Accession Number:
0001607080-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-09-15 14:19:09
Reporting Period:
2014-09-12
Filing Date:
2014-09-15
Accepted Time:
2014-09-15 14:19:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949373 Einstein Noah Restaurant Group Inc BAGL Retail-Eating Places (5812) 133690261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607080 Robert Gowdy 555 Zang Street Suite 300
Lakewood CO 80228
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-09-12 1,950 $9.98 7,545 No 4 M Direct
Common Stock Disposition 2014-09-12 1,390 $14.00 6,155 No 4 F Direct
Common Stock Disposition 2014-09-12 560 $13.98 5,595 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights (SARs) Disposition 2014-09-12 1,950 $0.00 1,950 $9.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-11-04 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold two transactions, as follows: 548 shares at a price of $13.9801 and 12 shares at a price of $13.98.
  2. The SARs vested as follows: 975 on 11/4/2010 and 975 on 11/4/2011.